About us
Insight backed by practical experience
A niche regulatory consultancy delivering solutions from strategic advice through practical implementation to representation and assurance.
Regulatory support shaped around your business
We offer commercial solutions, provide insight and get things done.
Jonathan Purle has extensive experience of investment and pension products, portfolios and services in the UK, together with complex structures and chains in offshore financial centres.
His career has covered group compliance, private-client investment management, discount broking, financial advice and pensions technical work. This breadth helps Purle Consulting see the regulatory, legal, operational and commercial implications of a problem together.
Clients are typically investment managers, smaller asset managers, SIPP or platform providers and advisory businesses seeking support that goes beyond a standard compliance package.
Knowledge and qualifications
Technical understanding underpinned by senior professional qualifications and hands-on regulatory work.
Professional qualifications
- Fellow of the Personal Finance Society (FPFS)
- Associate of the Chartered Insurance Institute (ACII)
- Level 6 Diploma, Chartered Institute for Securities & Investment
- Diploma Member of the Pensions Management Institute (DipPMI)
- Chartered Financial Planner
Areas of experience
- Securities, investments, pensions and non-mainstream products
- Authorisations, variations and change-in-control work
- Compliance management, monitoring and training
- FCA supervision, skilled-person reviews and enforcement
- Complaints, complex claims, redress and expert evidence
Need a focused second opinion or hands-on support?
Start by telling us about the business objective, regulatory obstacle or difficult case you need to resolve.